Minimizing Legal and Compliance Risks: Strategies for Multinational Financial Services Firms Operating in the U.S.

May 25, 2010
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Corporate Program past event

As regulators in the U.S. and abroad tackle the issue of financial regulatory reform in the post-global economic crisis era, the ability of multinational financial services firms operating in the U.S. to stay within the bounds of shifting legal and compliance parameters is critical not only to their success but to their very survival. A distinguished panel of legal and compliance experts cover key employment issues such as wage and hour class actions, bonus and benefit matters and the use of social networking sites. Compliance experts will speak about corporate compliance issues from immigration and trade compliance to global labor, environmental, social and governance matters.  CLE credit available.

Stewart Scott, Executive Vice President, Chief Compliance Officer and Compliance Counsel, Daiwa Capital Markets America Inc.
William Milani, Member of the Firm, Epstein Becker & Green P.C.
Robert Reif, Member of the Firm, Epstein Becker & Green P.C.
Robert Groban, Jr., Member of the Firm, Epstein Becker & Green P.C.
Michael Levine, Member of the Firm, Epstein Becker & Green P.C.


8:00 – 8:30 am Registration & buffet breakfast
8:30 – 10:00 Panel discussion and Q&A

This is a free event.
However, you must register in advance in order to confirm your seat for the lecture.

About CLE credits:
EpsteinBeckerGreen (EBG) is an accredited provider of Continuing Legal Education (CLE) credit in New York. This seminar is approved for 1.5 hours of credit in Professional Practice, is transitional, and appropriate for newly admitted as well as experienced attorneys. Please note that in order to receive full credit for attending this briefing, the registrant must be present for the entire session.

Register online or send email to [email protected].

For information only, please contact the Corporate Program at 212-715-1208.

Sponsored by: Epstein Becker & Green P.C.

  • Tuesday, May 25, 2010
  • 8:00 am